Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monique? Claim Your ProfileMonique Rochelle Thompson is a financial advisor with over 20 years of experience in the industry. Monique is currently registered with Fidelity Brokerage Services LLC. Monique has held previous positions with NEUBERGER BERMAN BD LLC, NEUBERGER BERMAN MANAGEMENT LLC, AXA ADVISORS, LLC, and TD AMERITRADE, INC. Monique has passed the Series 7, Series 24, and Series 63 exams and holds a SIE designation. Monique is licensed to conduct business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
10/21/2021 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NY
01/05/2016 - 11/06/2019
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
11/14/2007 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
NY
06/19/2007 - 08/21/2007
AXA ADVISORS, LLC (NEW YORK NY)
NJ
09/22/2000 - 05/09/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
BC
Issued 11/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Monique Thompson is the right advisor for you? Invested Better is here to help.
