Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monique? Claim Your ProfileMonique Parnell is a financial advisor with Raymond James & Associates, Inc. based in Houston, Texas. Monique has over 35 years of experience in the financial services industry and has held various positions with several firms including Wells Fargo Advisors, LLC, Oppenheimer & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Monique is licensed in Texas and holds Series 3, 7, and 63 securities licenses. Monique specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/20/2017 - Present
Raymond James & Associates, Inc. (HOUSTON TX)
TX
07/25/2016 - 03/27/2017
CALLAWAY FINANCIAL SERVICES, INC. (Houston TX)
TX
09/15/1999 - 07/26/2016
WELLS FARGO ADVISORS, LLC (SUGAR LAND TX)
NY
05/05/1998 - 08/13/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
03/02/1998 - 05/18/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
07/16/1997 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
08/31/1988 - 07/18/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
02/04/1987 - 01/12/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
08/21/1986 - 02/27/1987
DEAN WITTER REYNOLDS INC.
BC
Issued 09/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Monique Parnell is the right advisor for you? Invested Better is here to help.
