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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monique? Claim Your ProfileMonique Cassidy is a financial advisor at Raymond James Financial Services Advisors, Inc. Monique has been in the financial industry since 1998 and holds a Series 6, 7, 63 and 66 licenses, as well as the SIE exam. Monique has worked with many financial institutions, including CETERA Investment Services LLC, Atlas Securities, Inc., Paine Webber Incorporated, J.C. Bradford & Co. and Morgan Keegan & Company, Inc. She provides financial planning, portfolio management and other services. Monique is a valuable asset to the Raymond James team.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
11/19/2015 - Present
Raymond James Financial Services Advisors, Inc. (San Antonio TX)
TX
09/19/2007 - 11/10/2015
CETERA INVESTMENT SERVICES LLC (SAN ANTONIO TX)
CA
09/27/2006 - 12/20/2006
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
CA
10/23/2001 - 03/30/2005
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
NJ
08/14/2000 - 02/14/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/20/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
TN
04/24/1996 - 01/22/1999
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
12/20/1995 - 04/22/1996
VICTORIA SECURITIES CORPORATION
BOTH
Issued 01/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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