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Monique Edwards West

Capital Client Group, Inc.

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About Monique Edwards West

Monique West is a registered investment advisor representative with Capital Client Group, Inc. based in San Antonio, TX. Monique has been in the financial services industry since 2009 and has experience with a variety of financial products and services. Monique is licensed to provide investment advice in Texas and is also registered with FINRA.

Firm Information

Monique West is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Monique West’s Registration & Firm History

TX

11/02/2018 - Present

Capital Client Group, Inc. (SAN ANTONIO TX)

OH

09/27/2018 - 10/16/2018

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

NA

07/19/2016 - 10/13/2016

FIRST COMMAND FINANCIAL PLANNING, INC. (KAISERSLAUTERN )

TX

10/22/2014 - 06/28/2016

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

TX

01/26/2011 - 10/10/2014

NYLIFE SECURITIES LLC (SAN ANTONIO TX)

TX

01/02/2007 - 12/21/2010

CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)

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Licenses & Designations

IA

Issued 09/18/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/12/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2014

Series 7 - General Securities Representative Examination

BC

Issued 12/29/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Monique Edwards West.
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