Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monique? Claim Your ProfileMonique Gutierrez is a financial professional with over 15 years of experience in the industry. Monique is currently registered with Fidelity Brokerage Services LLC. Monique has held a Series 7 and Series 63 license for over 15 years and has also earned the Securities Industry Essentials (SIE) designation. Monique previously held a position at National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
09/24/2007 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
07/26/2016 - 06/10/2020
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
BC
Issued 11/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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