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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monique? Claim Your ProfileMonique Antoinette Long is a financial advisor who has been in the industry since 2004. Monique is currently registered with Wells Fargo Clearing Services, LLC and holds Series 7, Series 63 and SIE licenses. Monique has experience with Morgan Stanley and UBS Financial Services Inc. Monique's background spans over two decades, serving clients with financial planning, portfolio management, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/02/2015 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
06/01/2009 - 07/20/2015
MORGAN STANLEY (BEVERLY HILLS CA)
CA
04/03/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)
CA
07/08/2008 - 04/30/2009
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
CA
08/10/2004 - 08/09/2006
ROYAL ALLIANCE ASSOCIATES, INC. (BURBANK CA)
CA
09/11/2002 - 02/27/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NE
04/16/2001 - 08/22/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 04/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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