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Monique A Maher

ADP Broker-Dealer, Inc.

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About Monique A Maher

Monique Maher is a financial professional with over 24 years of experience in the financial services industry. Monique is registered with ADP Broker-Dealer, Inc. and holds licenses for Series 7, Series 31, Series 63, and Series 65. Monique has a strong track record of success in providing financial advice and investment management services to clients.

Firm Information

Monique Maher is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Monique Maher’s Registration & Firm History

NJ

01/06/2000 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

NY

07/17/1998 - 01/03/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

IL

01/22/1998 - 07/23/1998

FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)

NY

01/20/1998 - 02/06/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 03/03/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 12/06/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Monique A Maher.
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