Unclaimed
Monika Ruzik-klatka is a financial advisor with Cetera Financial Specialists LLC. Monika holds the Series 6, 63, 6TO and SIE licenses and has been in the financial services industry since 2006. Monika was previously registered with Citigroup Global Markets Inc. and Citicorp Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
02/03/2020 - Present
Cetera Financial Specialists LLC (SKOKIE IL)
IL
05/29/2007 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (PARK RIDGE IL)
IL
10/12/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (CHICAGO IL)
BC
Issued 12/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/24/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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