linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Monika Moeller

Epic Capital Securities

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Monika? Claim Your Profile

About Monika Moeller

Monika Moeller is a registered representative with Epic Capital Securities. Monika has been in the securities industry since 2005 and has a strong track record of success in helping clients achieve their financial goals. Monika is a Series 7, Series 24 and Series 66 licensed professional and holds a SIE designation. Monika is registered in Florida and New York. She has previous experience with BNY Mellon Capital Markets, LLC, Pershing LLC, Souza Barros Securities, Inc, VectorGlobal WMG, Global Investor Services, L.C., and Dresdner Lateinamerika Financial Advisors LLC.

Firm Information

Monika Moeller is currently registered with Epic Capital Securities. Epic Capital Securities is a Corporation registered with the SEC and in 18 states. The firm was formed on November 29, 2012. They have reported 1 regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Monika Moeller’s Registration & Firm History

FL

03/04/2015 - Present

Epic Capital Securities (BOCA RATON FL)

FL

03/30/2012 - 02/28/2014

BNY MELLON CAPITAL MARKETS, LLC (BOCA RATON FL)

FL

10/30/2009 - 02/28/2014

PERSHING LLC (BOCA RATON FL)

FL

04/14/2009 - 08/12/2009

SOUZA BARROS SECURITIES, INC (MIAMI FL)

FL

08/18/2008 - 11/17/2008

VECTORGLOBAL WMG (MIAMI FL)

FL

12/13/2005 - 08/15/2008

GLOBAL INVESTOR SERVICES, L.C. (MIAMI FL)

FL

11/11/2002 - 05/03/2005

DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC (MIAMI FL)

Not sure if Monika Moeller is right for you?

Licenses & Designations

BOTH

Issued 08/16/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/17/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Monika Moeller.
Not sure if Monika Moeller is right for you?