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Monika L Gupta

Biechele Royce Advisors, Inc.

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About Monika L Gupta

Monika Gupta is a financial advisor with Biechele Royce Advisors, Inc. Monika has been working in the financial industry for over 10 years. Prior to joining Biechele Royce Advisors, Monika was an advisor at U.S. Bancorp Investments, Inc. and J.P. Morgan Securities LLC. Monika holds the Series 6, 7, 63 and 66 licenses. She also holds the SIE license. Monika specializes in providing financial planning and portfolio management services to individuals and families.

Firm Information

Monika Gupta is currently registered with Biechele Royce Advisors, Inc.. Biechele Royce Advisors, Inc. is an investment advisor based in FISHERS, IN with approximately $659,842,022 in regulatory assets under management. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans.
Biechele Royce Advisors, Inc.

11634 MAPLE STREET, SUITE 300

FISHERS, IN 46038

$659.84M

Assets Under Management

679

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Monika Gupta’s Registration & Firm History

CA

04/28/2023 - Present

Biechele Royce Advisors, Inc. (Huntington Beach CA)

CA

03/06/2017 - 01/17/2023

U.S. BANCORP INVESTMENTS, INC. (NEWPORT BEACH CA)

CA

11/27/2012 - 03/22/2017

J.P. MORGAN SECURITIES LLC (IRVINE CA)

CA

08/31/2010 - 07/13/2012

EDWARD JONES (SAN DIMAS CA)

CA

11/01/2004 - 03/23/2005

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

01/08/2004 - 10/25/2004

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

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Licenses & Designations

BOTH

Issued 09/10/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2010

Series 7 - General Securities Representative Examination

BC

Issued 01/07/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Monika L Gupta.
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