Unclaimed
Monika Fasano is a financial professional with over 15 years of experience in the financial services industry. Monika has a strong track record of success in providing comprehensive financial guidance to clients. Monika is currently registered with MUFG Securities Americas Inc. and holds the Series 7, Series 27, Series 63, and Series 99TO licenses. Monika has a deep understanding of the financial markets and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/15/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
03/02/2006 - 01/21/2015
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 04/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/13/2021
Series 99TO - Operations Professional Examination
BC
Issued 03/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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