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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monika? Claim Your ProfileMonika Mugg is a financial advisor with Evoke Advisors, located in Los Angeles, California. Monika has been in the financial services industry since 2005 and has extensive experience in providing financial planning and investment management services. Monika holds the Series 3, 7, 22, and 63 licenses as well as the Certified Financial Planner designation. Monika has worked for both Merrill Lynch, Pierce, Fenner & Smith Incorporated and First Republic Securities Company, LLC in the past, showing a commitment to providing expert financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Administrtive service, financial planning, and sub-advisory fees
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CA
05/30/2023 - Present
Evoke Advisors (LOS ANGELES CA)
CA
01/31/2013 - 06/04/2019
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
CA
09/28/2005 - 05/14/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
BC
Issued 01/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2013
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/07/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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