Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monika? Claim Your ProfileMonika De la rosa is a financial professional with Charles Schwab & Co., Inc. Monika is registered with FINRA and the state of Colorado. Monika has passed the Series 7TO, Series 9, Series 63 and SIE exams. Monika's specializations include financial planning, selection of other advisors, and wrap fee program sponsor. Monika is located in Colorado Springs, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
03/31/2021 - Present
Charles Schwab & CO., Inc. (Colorado Springs CO)
BC
Issued 06/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/31/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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