Unclaimed
Monika Garofano is a financial professional with over 6 years of experience in the industry. Monika is currently registered with National Financial Services LLC. Monika holds the Series 7, Series 24 and SIE licenses. In the past, Monika was also registered with Fidelity Investments Institutional Services Company, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
04/10/2019 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
05/25/2016 - 02/28/2019
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 02/14/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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