Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Harrison-church has been in the financial services industry since June 2006. Monica is currently registered with Wells Fargo Clearing Services, LLC in both West Virginia and Virginia. Monica has held previous registrations with a number of firms, including Morgan Stanley, Citigroup Global Markets Inc., and BB&T Investment Services, Inc. Monica is a Series 7, 9, 10, 66, 99 and SIE licensed professional with a background in investment consulting services to institutional clients. Monica's specialization is with clients including high net worth individuals, corporations or other businesses, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WV
05/16/2022 - Present
Wells Fargo Clearing Services, LLC (CHARLESTON WV)
WV
07/22/2014 - 07/08/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLESTON WV)
WV
06/01/2009 - 07/29/2014
MORGAN STANLEY (CHARLESTON WV)
WV
08/13/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HUNTINGTON WV)
WV
06/12/2007 - 08/02/2007
BB&T INVESTMENT SERVICES, INC. (HUNTINGTON WV)
WV
07/03/2006 - 05/15/2007
CHASE INVESTMENT SERVICES CORP. (CHARLESTON WV)
WV
01/04/2006 - 04/06/2006
FIFTH THIRD SECURITIES, INC. (HUNTINGTON WV)
MO
07/19/2004 - 03/22/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
06/23/2004 - 08/17/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 07/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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