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Monica Venn

State Street Global Advisors Funds Distributors, LLC

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About Monica Venn

Monica Venn is a financial advisor with over 20 years of experience in the industry. Monica has been with State Street Global Advisors Funds Distributors, LLC since September 2016, previously working at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Monica is registered with the state of New York and holds Series 7, Series 24, Series 66, and SIE licenses.

Firm Information

Monica Venn is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Monica Venn’s Registration & Firm History

NY

09/22/2016 - Present

State Street Global Advisors Funds Distributors, LLC (New York NY)

NJ

06/08/2012 - 09/23/2016

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

05/10/2006 - 05/25/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

11/24/2003 - 04/27/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 03/29/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/09/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Monica Venn.
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