Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Teresa Vaca is a financial professional with over 20 years of experience in the financial services industry. Monica is currently registered with Portfolio Resources Group, Inc. in Florida and Georgia. She is also a Series 4, 7, 63 and 65 licensed professional. Monica is dedicated to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/05/2003 - Present
Portfolio Resources Group, Inc. (MIAMI FL)
NJ
09/06/2002 - 05/27/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/03/2002 - 09/17/2002
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
09/14/1998 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
09/14/1993 - 02/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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