Unclaimed
Monica Stevens is a financial professional with over 12 years of experience in the industry. Monica currently works at Vanguard Marketing Corp. Monica holds the Series 6, 7, and 63 securities licenses and the SIE exam. Monica Stevens is registered with the state of Arizona and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/11/2011 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 07/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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