Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Rene Schepis is a financial advisor with Stifel, Nicolaus & Company, Inc. Monica has over 2 years of experience in the financial services industry. Monica specializes in financial planning, portfolio management, and pension consulting. Monica holds the Series 7TO, Series 63, and SIE licenses. Monica is registered to provide investment advice in 19 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MO
04/20/2023 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
04/21/2022 - 04/21/2023
OPPENHEIMER & CO. INC. (ST. LOUIS MO)
MO
12/02/2021 - 05/03/2022
NYLIFE SECURITIES LLC (CREVE COEUR MO)
BC
Issued 12/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/24/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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