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Monica Pietrowski

National Financial Services LLC

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About Monica Pietrowski

Monica Pietrowski is a financial professional with over 20 years of experience in the industry. Monica currently holds Series 4, 7, 9, 10, 24, 63 and 66 licenses. Monica is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Prior to her current positions Monica was registered with both National Financial Services LLC and Fidelity Brokerage Services LLC in Massachusetts and Rhode Island. Monica has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Monica Pietrowski is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Monica Pietrowski’s Registration & Firm History

RI

04/11/2024 - Present

National Financial Services LLC (SMITHFIELD RI)

MA

03/05/2008 - 06/27/2008

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

RI

05/25/2000 - 01/17/2008

FIDELITY BROKERAGE SERVICES LLC (PROVIDENCE RI)

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Licenses & Designations

BOTH

Issued 08/19/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2020

Series 24 - General Securities Principal Examination

BC

Issued 06/28/2013

Series 4 - Registered Options Principal Examination

BC

Issued 02/04/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/02/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Monica Pietrowski.
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