Unclaimed
Monica Grissom is a registered representative with Vanguard Marketing Corp. Monica has been in the industry since December 7, 2014. Monica is licensed to sell securities in 53 states. Monica holds Series 7 and Series 63 licenses as well as the Securities Industry Essentials Examination (SIE). Monica is located in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/08/2014 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 12/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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