Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Mavignier is a financial advisor with HSBC Securities (USA) Inc. Monica is a registered representative and investment advisor representative with over 12 years of experience in the financial services industry. Monica has a broad range of experience working with clients including high-net-worth individuals, corporations and pooled investment vehicles. Her expertise lies in providing asset allocation recommendations and selecting other advisors to manage assets based on the client's approval. Previously, Monica was a financial advisor with Morgan Stanley and Wells Fargo Clearing Services, LLC. Monica holds Series 6, 7, 63 and 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
07/16/2019 - Present
Hsbc Securities (usa) Inc. (MIAMI FL)
FL
03/06/2019 - 06/18/2019
MORGAN STANLEY (MIAMI FL)
FL
04/19/2018 - 03/05/2019
WELLS FARGO CLEARING SERVICES, LLC (WESTON FL)
FL
03/21/2011 - 12/23/2016
AXA ADVISORS, LLC (MIAMI FL)
IA
Issued 09/02/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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