Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Joffre is a financial advisor who has been in the industry since 1991. Monica is currently registered with Fidelity Personal And Workplace Advisors and has been with them since 2020. Previously, Monica worked at USAA Investment Services Company, USAA Financial Advisors, Inc., Morgan Stanley, Independent Financial Group, LLC, LPL Financial LLC, Charles Schwab & Co., Inc., Wells Fargo Investments, LLC, Norwest Investment Services, Inc., A. G. Edwards & Sons, Inc., and Lehman Brothers Inc. Monica is licensed in 54 states and jurisdictions and holds Series 7, 9, 10, 63, and 66 licenses. Monica offers financial planning, portfolio management for individuals and businesses, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
03/23/2021 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
AZ
06/08/2020 - 10/06/2020
USAA INVESTMENT SERVICES COMPANY (Phoenix AZ)
AZ
10/04/2019 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
NY
03/01/2019 - 09/25/2019
MORGAN STANLEY (PURCHASE NY)
AZ
11/27/2018 - 02/22/2019
INDEPENDENT FINANCIAL GROUP, LLC (SCOTTSDALE AZ)
AZ
08/18/2017 - 09/07/2018
LPL FINANCIAL LLC (SCOTTSDALE AZ)
AZ
11/30/2009 - 05/16/2017
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
07/03/2002 - 08/18/2009
WELLS FARGO INVESTMENTS, LLC (SUN CITY AZ)
TX
01/05/1995 - 09/19/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
09/15/1992 - 01/13/1995
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
MO
01/01/1991 - 08/14/1992
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/19/1989 - 12/14/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 10/14/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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