Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Baldwin is an investment advisor representative who has been in the industry since May 1987. Monica Baldwin is currently registered with Raymond James Financial Services Advisors, Inc. in Colorado. Monica Baldwin is also registered as an investment advisor representative in Texas. Previously, Monica Baldwin was registered with several firms including Citigroup Global Markets Inc., Everen Securities, Inc., Boettcher & Company, Inc., A. G. Edwards & Sons, Inc., Hanifen, Imhoff Securities Corp., Hanifen, Imhoff Inc., and E. F. Hutton & Company Inc. Monica Baldwin holds the Series 7, 9, 10, 31, 63 and 65 licenses, and the SIE designation. Monica Baldwin also serves on the finance/investment committee for the Longmont Community Foundation and as Endowment committee chair for the Sunshine Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
06/08/2021 - Present
Raymond James Financial Services Advisors, Inc. (LONGMONT CO)
NY
04/05/1999 - 07/11/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MO
09/04/1990 - 04/05/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
03/06/1989 - 09/04/1990
BOETTCHER & COMPANY, INC.
NA
11/11/1988 - 02/21/1989
A. G. EDWARDS & SONS, INC.
NA
10/17/1988 - 11/19/1988
HANIFEN, IMHOFF SECURITIES CORP.
NA
11/02/1987 - 10/17/1988
HANIFEN, IMHOFF INC.
NA
09/01/1988 - 09/06/1988
HANIFEN, IMHOFF SECURITIES CORP.
NA
04/29/1987 - 11/30/1987
E. F. HUTTON & COMPANY INC
IA
Issued 10/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/25/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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