Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Morales Duncan is a financial professional with experience in the securities industry. Monica currently holds a Series 7TO and Series 63 license and is registered with Alliance-ONE Investments, LLC. Monica began working at Fidelity Brokerage Services LLC in January 2023 and transitioned to Alliance-ONE Investments, LLC in May 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
05/17/2024 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NM
01/30/2023 - 07/05/2023
FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)
BC
Issued 02/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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