Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Brazeau is a financial professional with experience in the financial services industry. Monica has held positions at both Principal Securities, Inc. and Northwestern Mutual Investment Services, LLC. Monica is currently registered with the state of Wisconsin. Monica has a Series 6, 7, and 63 license and the SIE certification. Monica offers a range of services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
01/13/2020 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
01/17/2018 - 10/25/2019
PRINCIPAL SECURITIES, INC. (WAUWATOSA WI)
BC
Issued 01/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2018
Series 7 - General Securities Representative Examination
BC
Issued 01/17/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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