Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Malta is a financial advisor who has been in the industry since 2020. Monica is currently registered with Charles Schwab & CO., Inc. and is licensed in multiple states. Monica also has previous experience with TD Ameritrade, INC.. Monica is registered with FINRA and has passed the Series 66, Series 10 and Series 9 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NJ
04/18/2022 - Present
Charles Schwab & CO., Inc. (Paramus NJ)
NJ
05/19/2023 - 07/29/2024
TD AMERITRADE, INC. (Paramus NJ)
BOTH
Issued 09/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/09/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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