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Monica M Gutierrez

T. Rowe Price Investment Services, Inc.

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About Monica M Gutierrez

Monica Gutierrez is a registered representative with T. Rowe Price Investment Services, Inc. in Colorado Springs, CO. Monica has been in the financial services industry since 2017. Monica holds Series 6, 7, 52, 53, and 63 licenses, as well as the SIE. Monica has experience in the investment advisory business and has been registered with the state of Colorado since 2017.

Firm Information

Monica Gutierrez is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Monica Gutierrez’s Registration & Firm History

CO

11/27/2017 - Present

T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)

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Licenses & Designations

BC

Issued 12/07/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/11/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/07/2022

Series 24 - General Securities Principal Examination

BC

Issued 09/19/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/09/2018

Series 7 - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/27/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Monica M Gutierrez.
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