Unclaimed
Monica Gutierrez is a registered representative with T. Rowe Price Investment Services, Inc. in Colorado Springs, CO. Monica has been in the financial services industry since 2017. Monica holds Series 6, 7, 52, 53, and 63 licenses, as well as the SIE. Monica has experience in the investment advisory business and has been registered with the state of Colorado since 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/27/2017 - Present
T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)
BC
Issued 12/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/07/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/19/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/09/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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