Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Lynn Peterson is a registered representative with Stifel, Nicolaus & Company, Inc. Monica has been in the industry since June 13, 2000. Monica is licensed in multiple states and holds licenses for both securities and investment advisory services. Monica also provides financial planning services and works with clients of all types, including individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/28/2020 - Present
Stifel, Nicolaus & Company, Inc. (VISALIA CA)
CA
01/01/2008 - 12/12/2008
WACHOVIA SECURITIES, LLC (VISALIA CA)
CA
06/14/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (VISALIA CA)
IA
Issued 05/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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