Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Keyes is a registered Investment Advisor Representative in North Carolina. Monica has been in the industry for over 10 years and has a Series 63, Series 65, Series 7, and Series 24 licenses. Monica is currently employed by Tiaa-Cref Individual & Institutional Services, LLC and is associated with the Charlotte office of Tiaa-Cref. Previous work history includes Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
10/07/2016 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
11/18/2011 - 09/22/2016
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 08/05/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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