Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Lashae Johnson is a financial advisor with LPL Financial LLC. Monica has been in the financial services industry since 2007. Monica has worked with a number of firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and FNBB Capital Markets, LLC. Monica is registered with FINRA and holds both a Series 7 and Series 66 license. Monica has a broad range of experience working with a variety of clients, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
07/24/2019 - Present
LPL Financial LLC (BATON ROUGE LA)
AL
12/06/2017 - 07/19/2019
FNBB CAPITAL MARKETS, LLC (BIRMINGHAM AL)
LA
12/16/2008 - 05/12/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BATON ROUGE LA)
LA
06/26/2007 - 10/20/2008
NWT FINANCIAL GROUP, LLC (BATON ROUGE LA)
LA
07/10/2006 - 05/30/2007
ELECTRONIC ACCESS DIRECT, INC. (BATON ROUGE LA)
BOTH
Issued 12/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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