Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Luke is a financial advisor with over 20 years of experience in the industry. Monica is currently registered with LPL Financial LLC, providing investment advice and financial planning services to clients in North Carolina. Monica is also a licensed insurance agent in 13 states and has a Series 7, Series 24, Series 63, and Series 66 licenses. Monica has previously held positions at Securities America, Inc. and First Command Financial Planning, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/01/2024 - Present
LPL Financial LLC (CHARLOTTE NC)
NC
06/03/2019 - 06/14/2024
SECURITIES AMERICA, INC. (CHARLOTTE NC)
NC
04/12/2007 - 07/03/2019
FIRST COMMAND FINANCIAL PLANNING, INC. (Charlotte NC)
NC
07/01/2003 - 10/25/2004
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
07/02/2002 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 03/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Monica Luke is the right advisor for you? Invested Better is here to help.
