Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Dawes is a financial advisor with Stifel, Nicolaus & Company, Inc., located in Flint, MI. Monica is a seasoned professional with over 20 years of experience in the financial services industry. Monica has a strong track record of providing comprehensive financial planning and investment advice to individuals, families, and businesses. Monica is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
03/19/2020 - Present
Stifel, Nicolaus & Company, Inc. (FLINT MI)
MI
07/06/2010 - 01/22/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Grand Blanc MI)
MI
08/24/2006 - 06/25/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (FLINT MI)
MI
03/08/2006 - 07/20/2006
FIFTH THIRD SECURITIES, INC. (BURTON MI)
AL
03/29/2005 - 09/26/2005
FNBB CAPITAL MARKETS, LLC (BIRMINGHAM AL)
CO
06/30/2003 - 11/10/2003
FIXED INCOME SECURITIES, LLC (MONUMENT CO)
OH
11/25/2002 - 06/17/2003
IFS FUND DISTRIBUTORS, INC. (CINCINNATI OH)
OH
03/08/2003 - 05/02/2003
FORT WASHINGTON BROKERAGE SERVICES, INC. (CINCINNATI OH)
CA
08/17/2000 - 09/23/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IA
Issued 03/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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