Unclaimed
Monica Godshall is an active securities broker with over 20 years of experience in the industry. Monica is currently registered with Wells Fargo Securities, LLC and has been with the firm since 2003. Prior to joining Wells Fargo Securities, Monica worked for Wachovia Securities, LLC, Wachovia Securities, Inc. and Paine Webber Incorporated. Monica has a Series 7, Series 63, SIE and Series 99TO licenses. Monica is registered to conduct business in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/01/2003 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
MO
01/11/2002 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/05/2001 - 01/11/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NJ
08/25/1998 - 11/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 08/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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