Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Berger is a financial advisor with over 20 years of experience in the industry. Monica is currently registered with Russell Investments Implementation Services, LLC and previously worked for MML Investors Services, Inc., WAMU Capital Corp., WM Financial Services, Inc., BANC Of America Investment Services, Inc., BA Investment Services, Inc., and Seafirst Investment Services, Inc.. Monica has a strong background in providing investment advice to a range of clients, including insurance companies, charitable organizations, and state or municipal government entities. Monica specializes in portfolio management for businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Execution services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of revenue/intracompany agrmts
1
2
WA
10/26/2015 - Present
Russell Investments Implementation Services, LLC (SEATTLE WA)
WA
04/03/2009 - 12/31/2010
MML INVESTORS SERVICES, INC. (SEATTLE WA)
WA
05/01/2002 - 05/11/2007
WAMU CAPITAL CORP. (SEATTLE WA)
CA
09/06/2001 - 09/04/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MA
07/12/1999 - 09/29/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
07/01/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
04/29/1997 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
BC
Issued 06/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 08/08/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/31/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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