linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Monica Jane Placek

Kestra Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Monica? Claim Your Profile

About Monica Jane Placek

Monica Jane Placek is a financial professional with over 25 years of experience in the industry. Monica began her career in 1997 and has worked for several firms, including ProTrader Securities LP, The Exchange, Inc., and Electronic Trading Group, LLC. Monica holds a Series 7, 24, 11, 55, 57TO, 99TO, and SIE licenses and is registered with Kestra Investment Services, LLC. Monica has a strong background in the financial industry and is committed to providing her clients with the highest level of service.

Firm Information

Monica Placek is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Monica Placek’s Registration & Firm History

TX

12/16/2003 - Present

Kestra Investment Services, LLC (AUSTIN TX)

NY

06/19/2003 - 11/10/2003

ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)

TX

05/13/1997 - 06/19/2003

PROTRADER SECURITIES L.P. (AUSTIN TX)

TX

03/27/1997 - 04/25/1997

THE EXCHANGE, INC. (AUSTIN TX)

Not sure if Monica Jane Placek is right for you?

Licenses & Designations

BC

Issued 04/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/08/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/26/1997

Series 7 - General Securities Representative Examination

BC

Issued 03/10/1997

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Monica Jane Placek. Review regulatory record here.
Not sure if Monica Jane Placek is right for you?