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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Jane Arnolde is a registered representative with Morgan Stanley. Monica Arnolde has been in the financial services industry for over 20 years. Monica Arnolde specializes in providing financial advice to a wide range of clients, including individuals, businesses, and institutions. Monica Arnolde is registered to provide investment advice in 52 states and the District of Columbia. Monica Arnolde has earned Series 7, 31, and 66 securities licenses, as well as the SIE exam. Monica Arnolde is also a registered Investment Advisor Representative in Illinois and Texas. Monica Arnolde is a highly experienced financial advisor with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
06/01/2009 - Present
Morgan Stanley (Lake Forest IL)
IL
08/20/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BARRINGTON IL)
IL
06/10/2004 - 08/02/2007
RBC DAIN RAUSCHER INC. (CHICAGO IL)
IL
06/07/2001 - 06/16/2004
MESIROW FINANCIAL, INC. (CHICAGO IL)
NY
07/25/2000 - 06/11/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 06/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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