Unclaimed
Monica Kim, an active investment advisor representative with Empower Advisory Group, LLC, brings to her clients extensive experience in financial services. Previously, Monica worked with Charles Schwab & Co., Inc. and TD Ameritrade, Inc. in a variety of roles, gaining valuable insights into the financial markets and investor needs. Monica is committed to providing comprehensive financial planning and portfolio management services to individuals, high-net-worth clients, and corporations. Monica's expertise extends beyond financial services to include various specializations. Monica is registered with both FINRA and the state of Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
08/08/2024 - Present
Empower Advisory Group, LLC (Columbia MD)
MD
01/26/2022 - 08/02/2024
CHARLES SCHWAB & CO., INC. (Annapolis MD)
MD
08/23/2019 - 07/29/2024
TD AMERITRADE, INC. (Annapolis MD)
BOTH
Issued 09/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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