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Monica Helen Cook

Pruco Securities, LLC

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About Monica Helen Cook

Monica Helen Cook is a financial professional with over 13 years of experience in the financial services industry. Monica is registered with Pruco Securities, LLC, a broker-dealer headquartered in Newark, NJ. Monica is also a Registered Investment Advisor and has been active in the industry since 2010. Monica is a Certified Financial Planner (CFP) and a Chartered Financial Consultant (ChFC), and holds licenses for Series 6, 7, 63, and 66. Monica has experience working with a variety of clients, including individuals, families, trusts, estates, and businesses.

Firm Information

Monica Cook is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Monica Cook’s Registration & Firm History

IL

04/23/2024 - Present

Pruco Securities, LLC (CHAMPAIGN IL)

IL

10/16/2014 - 04/10/2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Champaign IL)

IL

05/21/2010 - 09/30/2014

PRUCO SECURITIES, LLC. (CHAMPAIGN IL)

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Licenses & Designations

BOTH

Issued 12/03/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/07/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2014

Series 7 - General Securities Representative Examination

BC

Issued 05/20/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Monica Helen Cook.
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