Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Ward is a financial professional with Northwestern Mutual Investment Services, LLC. Monica has been in the industry for over 2 years and is registered with FINRA and the state of North Carolina. She holds Series 63, Series 6TO, and SIE licenses, demonstrating her expertise in various financial areas. Monica is committed to providing comprehensive financial solutions to her clients, including investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NC
09/09/2024 - Present
Northwestern Mutual Investment Services, LLC (Raleigh NC)
BC
Issued 02/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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