Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Warek is an investment advisor representative registered with Neuberger Berman BD LLC. Monica has been in the industry since January 2017 and has been with Neuberger Berman since that time. Monica has passed the Series 7TO, SIE and Series 66 exams. Monica holds registration in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
07/18/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 07/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/11/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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