Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Worcester is a financial advisor with over 16 years of experience in the financial services industry. Monica currently works at Fidelity Personal and Workplace Advisors. Monica has held previous positions at GWFS Equities, Inc., UBS Financial Services Inc., Valmark Securities, Inc., and McDonald Investments Inc. Monica holds Series 6, 7, 9, 10, 66, and SIE licenses. Monica specializes in providing financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ME
03/04/2024 - Present
Fidelity Personal AND Workplace Advisors (PORTLAND ME)
CO
07/17/2014 - 12/14/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
ME
04/24/2013 - 07/15/2014
UBS FINANCIAL SERVICES INC. (PORTLAND ME)
ME
02/05/2010 - 04/25/2013
VALMARK SECURITIES, INC. (FALMOUTH ME)
ME
02/09/2007 - 02/08/2010
UBS FINANCIAL SERVICES INC. (PORTLAND ME)
ME
11/21/2006 - 02/09/2007
MCDONALD INVESTMENTS INC. (PORTLAND ME)
BOTH
Issued 08/01/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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