Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Zamfir is a financial advisor at Cape Investment Advisory, Inc. Monica has been in the financial industry since 2010 and has a wide range of experience working with individuals, families, and businesses. Monica specializes in developing financial plans, providing investment advice, and offering guidance on insurance and fixed annuities. Monica is a Certified Financial Planner™ professional and holds the Series 6, 7, 63, 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
10/29/2024 - Present
Cape Investment Advisory, Inc. (MCDONOUGH GA)
MD
07/22/2022 - 01/02/2023
CAPE SECURITIES INC. (Hanover MD)
MD
08/04/2020 - 06/17/2022
FIDELITY BROKERAGE SERVICES LLC (BETHESDA MD)
MD
05/24/2019 - 06/23/2020
TD AMERITRADE, INC. (North Bethesda MD)
MD
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (BETHESDA MD)
MD
06/23/2015 - 04/22/2016
SANDERS MORRIS HARRIS LLC (BETHESDA MD)
RI
10/23/2009 - 10/18/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
RI
10/19/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
IA
Issued 08/23/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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