Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Tolliver is a financial advisor with Nylife Securities LLC. Monica is a licensed Series 7TO, Series 9, Series 24, and Series 63 representative. Monica has been a registered representative in the securities industry since 2019 and has been with Nylife Securities LLC since 2021. She is registered with the Financial Industry Regulatory Authority (FINRA) and with the securities regulators of all 50 states. Monica is currently located at the Dallas branch of Nylife Securities LLC. Prior to joining Nylife Securities LLC, Monica worked at Fidelity Brokerage Services LLC in Westlake, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/10/2021 - Present
Nylife Securities LLC (DALLAS TX)
TX
04/11/2019 - 06/09/2021
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 02/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2024
Series 24 - General Securities Principal Examination
BC
Issued 11/14/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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