Unclaimed
Monica Dereld is a registered representative with Fidelity Brokerage Services LLC. Monica has been in the securities industry since August 18, 2021. Monica is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Monica has a Series 7, Series 63, and SIE license. Before joining Fidelity, Monica was associated with LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
08/03/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
CA
08/12/2021 - 07/26/2022
LPL FINANCIAL LLC (SOLANA BEACH CA)
BC
Issued 08/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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