Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Mallory is a financial professional with over 10 years of experience in the industry. Monica is currently registered with Fidelity Brokerage Services LLC and holds licenses in Series 7, 9, 10, 63, and SIE. Monica's expertise covers a wide range of financial products and services, ensuring comprehensive guidance for clients. Monica has a proven track record of providing exceptional service to clients in Kentucky and throughout the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
05/20/2013 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 06/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/08/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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