Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Daggs is a financial advisor registered in Iowa and California. Monica is a Registered Representative and Investment Advisor Representative, working for LPL Financial LLC since November 2022. Monica has been in the financial services industry since April 2001. Prior to joining LPL Financial, Monica worked at CUSO Financial Services, LP, Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, First Allied Securities, Inc., Summit Brokerage Services, Inc., and Cetera Investment Services LLC. Monica holds Series 4, 7, 24, 52TO, 53, 66, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
11/28/2022 - Present
LPL Financial LLC (Clive IA)
IA
09/09/2019 - 05/12/2022
CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)
IA
09/09/2019 - 05/12/2022
CETERA ADVISORS LLC (W DES MOINES IA)
IA
09/09/2019 - 05/12/2022
CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)
IA
09/09/2019 - 05/12/2022
CETERA INVESTMENT SERVICES LLC (W DES MOINES IA)
IA
09/09/2019 - 05/12/2022
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
09/09/2019 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)
CA
02/07/2005 - 07/23/2019
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
SC
04/10/2001 - 01/21/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BOTH
Issued 05/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/28/2005
Series 4 - Registered Options Principal Examination
BC
Issued 05/07/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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