Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Timmons is a financial advisor with over 30 years of experience in the industry. Monica currently works at Merrill Lynch, Pierce, Fenner & Smith Inc. in Temecula, CA. Prior to joining Merrill Lynch, Monica worked at Stifel, Nicolaus & Company, Incorporated in Columbus, OH and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Charlotte, NC. Monica is licensed to provide financial advice in 44 states. Monica holds Series 63, 66 and 7 licenses, and the SIE exam. Monica is registered as an investment advisor representative in Texas and California. Monica has also worked as the owner of a dog boarding and training business in Fallbrook, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/22/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TEMECULA CA)
OH
01/29/2013 - 05/24/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (COLUMBUS OH)
NC
09/15/2010 - 08/29/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
07/07/1992 - 04/24/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BOTH
Issued 10/13/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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