Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Coles is an investment advisor representative with Pinnacle Investments, LLC, a firm with approximately 1,069,846,994 dollars in assets under management. Monica has been in the industry since 2008. Monica's firm provides investment advice to individuals and corporations and has been active in the financial industry since 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Educational workshops
1
2
NY
02/14/2022 - Present
Pinnacle Investments, LLC (EAST SYRACUSE NY)
CA
11/15/2021 - 02/15/2022
SCF SECURITIES, INC. (SAN DIEGO CA)
CA
05/12/2021 - 02/15/2022
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
TX
05/12/2021 - 02/15/2022
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
CA
05/12/2021 - 02/15/2022
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
05/12/2021 - 02/15/2022
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
NY
01/28/2019 - 02/15/2022
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
06/14/2013 - 02/09/2017
MORGAN STANLEY (SYRACUSE NY)
NY
05/27/2009 - 10/26/2012
RBC CAPITAL MARKETS, LLC (SYRACUSE NY)
NY
01/15/2009 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (SYRACUSE NY)
NY
11/13/2008 - 12/17/2008
CITIGROUP GLOBAL MARKETS INC. (SYRACUSE NY)
IA
Issued 09/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/15/2021
Series 4 - Registered Options Principal Examination
BC
Issued 02/28/2019
Series 24 - General Securities Principal Examination
BC
Issued 06/25/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/09/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2010
Series 3 - National Commodity Futures Examination
BC
Issued 11/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Monica Coles is the right advisor for you? Invested Better is here to help.
