Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Mulvihill is a financial professional with over 25 years of experience in the industry. Monica currently works at Marex Capital Markets Inc., a firm headquartered in Chicago, IL. Prior to her current role, Monica has held positions at several other well-known firms including MAREX NORTH AMERICA SECURITIES LLC, E D & F MAN CAPITAL MARKETS INC., INTL FCSTONE SECURITIES INC., ELEVATION, LLC, MIZUHO SECURITIES USA INC., BARCLAYS CAPITAL INC., O'CONNOR & COMPANY LLC, PRUDENTIAL SECURITIES INCORPORATED and CRT GOVERNMENT SECURITIES, LTD.. Monica is registered with FINRA and has Series 3, 7, 72 and SIE licenses. Monica is currently licensed in Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/05/2023 - Present
Marex Capital Markets Inc. (Chicago IL)
IL
12/23/2021 - 08/31/2023
MAREX NORTH AMERICA SECURITIES LLC (Chicago IL)
IL
09/29/2015 - 01/24/2020
E D & F MAN CAPITAL MARKETS INC. (Chicago IL)
FL
08/09/2013 - 05/30/2014
INTL FCSTONE SECURITIES INC. (WINTER PARK FL)
IL
11/30/2010 - 08/31/2011
ELEVATION, LLC (CHICAGO IL)
IL
03/03/2003 - 04/07/2009
MIZUHO SECURITIES USA INC. (CHICAGO IL)
NY
05/17/2001 - 05/14/2002
BARCLAYS CAPITAL INC. (NEW YORK NY)
IL
03/29/1995 - 01/04/2001
O'CONNOR & COMPANY LLC (CHICAGO IL)
NY
03/29/1993 - 01/20/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IL
01/26/1989 - 03/18/1993
O'CONNOR & COMPANY (CHICAGO IL)
NA
11/09/1987 - 02/25/1989
CRT GOVERNMENT SECURITIES, LTD.
BC
Issued 12/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2011
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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